The SEC charged Robert Alexander with fraudulently raising approximately $9 million from more than 50 individuals by selling inve...
CN Editor
February 07, 2019
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM TORONTO, ON
SEC SETTLES ACCOUNT FRAUD ALLEGATIONS
SEC ALLEGES SPAC DEAL BASED ON FRAUD
FORMER REP CONVICTED ON FRAUD CHARGES
Thank you for the feedback!!
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO