Three more financial giants — Royal Bank of Canada, Bank of Montreal, and National Bank — are facing proposed class-action lawsui...
CN Editor
February 07, 2019
TRAILER FEE CLASS ACTIONS ALLOWED TO PROCEED
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
NOTICE OF COMMISSION APPROVAL OF OSC RULE 81-510 DEALER REBATES OF TRAILING COMMISSIONS
ONTARIO COURT APPROVES TRAILER FEE CLASS ACTION DEAL
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP