The OSC approved changes to introduce Closing Offset Orders and include Dark Limit Orders in the closing auction on TSX. Rules 1...
CN Editor
February 15, 2019
TMX ADOPTS STREAMLINED DIVIDEND REPORTING
TSX SPEEDS LISTINGS PROCESS FOR ETFS, CDRS
CSA ADOPTS EXPEDITED SHELF PROSPECTUS REGIME FOR WELL-KNOWN SEASONED ISSUERS
NASAA SEEKS PUBLIC COMMENT ON PROPOSED NASAA MODEL FRANCHISE BROKER REGISTRATION ACT
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS