The OSC approved changes to introduce Closing Offset Orders and include Dark Limit Orders in the closing auction on TSX. Rules 1...
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February 15, 2019
DISCIPLINARY DECISION — OFFER OF SETTLEMENT LAURENTIAN BANK SECURITIES INC.
SEC FINALIZES RULES TO REDUCE RISKS IN CLEARANCE AND SETTLEMENT
SEC PROPOSES REVISION TO PRIVACY ACT RULE
TMX GROUP CONSOLIDATED TRADING STATISTICS - JANUARY 2023
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CEO SETTLES WITH ASC AFTER ADMITTING TO "TIPPING"
NEW SRO ALLEGES FORMER SCOTIA SECURITIES INC REP FALSIFIED CLIENT SIGNATURES AND MADE FALSE OR MISLEADING STATEMENTS DURING INVESTIGATION
NEW SRO ALLEGES FORMER CANACCORD GENUITY CORP REP FAILED TO LEARN AND REMAIN INFORMED OF THE ESSENTIAL FACTS RELATIVE TO A CLIENT
SEC ISSUES LARGEST-EVER WHISTLEBLOWER AWARD