MFDA Members recently reported receiving suspicious emails purported to be from a file transfer protocol (“FTP”) site called “fil...
CN Editor
February 20, 2019
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
OPERATION ATLANTIC DISRUPTS MORE THAN $45 MILLION IN CRYPTOCURRENCY FRAUD, FREEZES $12 MILLION IN STOLEN FUNDS
CFTC RESOLVES ACTION AGAINST FORMER FTX HEAD OF ENGINEERING
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS