Neo Exchange Inc. and the OSC are publishing for comment proposed amendments to the Neo Exchange Listing Manual and Listing Forms...
CN Editor
February 25, 2019
FIRM APPEALS OSC RECEIVERSHIP
FCA - A NEW IMPROVED HANDBOOK WEBSITE
CSA ISSUES GUIDANCE ABOUT REGULATORY CONCERNS WITH CERTAIN ASSET OR BUSINESS ACQUISITIONS
OSC CAN NOW COME KNOCKING IN YOUR INBOX
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL