Neo Exchange Inc. and the OSC are publishing for comment proposed amendments to the Neo Exchange Listing Manual and Listing Forms...
CN Editor
February 25, 2019
COURT UPHOLDS OSC RECEIVERSHIP
OSC PROVIDES MULTI-YEAR FUNDING TO THE OSGOODE INVESTOR PROTECTION CLINIC
OSC PROVIDES 3-YEAR FUNDING TO PROSPER CANADA
SHABINA AHMAD GIVEN 30-MONTH SUSPENDED SENTENCE AND BANNED FROM TRADING, ADVISING, OR SELLING SECURITIES
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL