IIROC has been informed that SP Wealth LP changed its name to Sightline Wealth Management LP. The change is effective February 2...
March 01, 2019
COURT UPHOLDS OSC DECISION DENYING REP"S APPEAL
NEW SRO INVESTOR ALERT: SOHOCAPITALGROUP
NEW SRO LIST OF FOREIGN EXCHANGE (FX) SPOT RISK MARGIN RATES FOR CANADIAN AND U.S. BASE CURRENCY ACCOUNTS
BRANT SECURITIES LIMITED
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS