IFIC filed its submission responding to the Ontario Securities Commission’s (OSC) Staff Notice 11-784 Burden Reduction. IFIC is p...
CN Editor
March 04, 2019
SIMA UNVEILS NEW TAGLINE AT 2025 ANNUAL LEADERSHIP CONFERENCE
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
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AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP