IFIC filed its submission responding to the Ontario Securities Commission’s (OSC) Staff Notice 11-784 Burden Reduction. IFIC is p...
CN Editor
March 04, 2019
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
IFIC RESPONDS TO CONSULTATION ON THE HARMONIZATION OF CIRO"S CONTINUING EDUCATION PROGRAMS
IFIC RESPONDS TO CIRO"S CONSULTATION ON NON-TAILORED ADVICE FROM OEO DEALERS
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
CIRO CYBERSECURITY UPDATES