IFIC filed its submission responding to the Ontario Securities Commission’s (OSC) Staff Notice 11-784 Burden Reduction. IFIC is p...
CN Editor
March 04, 2019
SIMA UNVEILS NEW TAGLINE AT 2025 ANNUAL LEADERSHIP CONFERENCE
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
DISGORGEMENT - PROPOSED AMENDMENTS TO THE MUTUAL FUND DEALER RULES
IFIC REBRANDS AS SIMA, ESTABLISHIHNG IT AS THE LEADING VOICE FOR THE SECURITIES AND INVESTMENT MANAGEMENT INDUSTRY
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ASC ALLEGES JASON DAVID NEALE, RANDAL STEWART THOMPSON AND WILLIAM ALLAN GREEN BREACHED ALBERTA SECURITIES LAWS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
DELAYING THE EFFECTIVE DATE OF THE ANTI-MONEY LAUNDERING/COUNTERING THE FINANCING OF TERRORISM PROGRAM AND SUSPICIOUS ACTIVITY REPORT FILING REQUIREMENTS FOR REGISTERED INVESTMENT ADVISERS AND EXEMPT REPORTING ADVISERS
WITH CRM3 AROUND THE CORNER, HERE"S HOW FINANCIAL SERVICES FIRMS ARE PREPARING