Amid ongoing reforms to derivatives markets and financial benchmarks, global banking and securities published new guidance today....
CN Editor
March 06, 2019
GLOBAL STANDARD-SETTING BODIES PUBLISH ASSESSMENT OF MARGIN REQUIREMENTS FOR NON-CENTRALLY CLEARED DERIVATIVES
FCA CONSULTS ON FUND LIQUIDITY REFORMS
ONTARIO COURT PUSHES BACK ON BINANCE, AGAIN
FCA TRANSACTION REPORTING PROPOSALS TO SAVE FIRMS £100M A YEAR
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING