Cambridge, Ont., cybersecurity company eSentire Inc. has raised US$47-million from existing investors including New York private-...
CN Editor
March 06, 2019
CANADIAN FINANCIAL SECTOR FACES RISING CYBERSECURITY CHALLENGES: REPORT
SEC ADOPTS RULES ON CYBERSECURITY RISK MANAGEMENT, STRATEGY, GOVERNANCE, AND INCIDENT DISCLOSURE BY PUBLIC COMPANIES
CLASS ACTION FILED AGAINST FIRMS INVOLVED IN DATA BREACH
CFTC DIVISION OF ENFORCEMENT CREATES TWO NEW TASK FORCES
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INVESTOR COMPLAINS THAT UNSUITABLE MUTUAL FUND INVESTMENTS LED TO FINANCIAL LOSS
BCSC SETTLES WITH PORTFOLIO MANAGER FOR SALES PRACTICE AND COMPLIANCE SYSTEM VIOLATIONS
CIRO UPDATED GUIDANCE - ANTI-MONEY LAUNDERING COMPLIANCE FOR INVESTMENT DEALERS
PMAC SUMMARY ON THE OSC"S ANNUAL COMPLIANCE AND REGISTRANT REGULATION (CRR) BRANCH SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS