FINRA announced that it has fined Cantor Fitzgerald & Co. (Cantor) $2 million for Regulation SHO (Reg SHO) violations and supervi...
CN Editor
March 06, 2019
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
BCSC JOINS SECOND INTERNATIONAL CRACKDOWN ON UNLAWFUL FINFLUENCERS
OSC"S APPEAL OF PRIVACY DECISION REJECTED
FCA SPEARHEADS GLOBAL ACTION TO STOP ILLEGAL FINFLUENCERS
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
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