FINRA Fines Cantor Fitzgerald $2 Million for Regulation SHO Violations and Supervisory Failures

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FINRA announced that it has fined Cantor Fitzgerald & Co. (Cantor) $2 million for Regulation SHO (Reg SHO) violations and supervi...


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FINRAEnforcementShort-Selling

CN Editor

March 06, 2019

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