IIROC"s Ontario District Council has approved the change of control of ITG Canada Corp. (ITG Canada) and TriAct Canada Marketplac...
CN Editor
March 07, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION