IFIC and BEworks today released the results of their research initiative, Behavioural Economics Applied to Enhance Disclosure Pra...
CN Editor
March 07, 2019
IFIC ANNOUNCES NEW CHAIR AND BOARD OF DIRECTORS FOR 2023-2024
CFIQ ANNOUNCES BOARD OF GOVERNORS FOR 2023-2024 AND RE-ELECTS ERIC HALLE AS CHAIR
IFIC MONTHLY INVESTMENT FUND STATISTICS - JULY 2023
CSA AND CIRO RELEASE RESULTS OF REVIEW AND GUIDANCE ON CONFLICTS OF INTEREST OBLIGATIONS
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INVESTOR COMPLAINS THAT UNSUITABLE MUTUAL FUND INVESTMENTS LED TO FINANCIAL LOSS
BCSC SETTLES WITH PORTFOLIO MANAGER FOR SALES PRACTICE AND COMPLIANCE SYSTEM VIOLATIONS
CIRO UPDATED GUIDANCE - ANTI-MONEY LAUNDERING COMPLIANCE FOR INVESTMENT DEALERS
PMAC SUMMARY ON THE OSC"S ANNUAL COMPLIANCE AND REGISTRANT REGULATION (CRR) BRANCH SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS