Plans for an experiment to explore the impact of regulating trading venues’ fee structures are sparking joy with many market play...
CN Editor
March 08, 2019
HOW FIRMS CAN CLOSE THE GAPS ON CLIENT-FOCUSED REFORMS
AMENDMENT OF APPROVED PERSON FEES COMPONENT WITHIN THE ANNUAL FEE OF DEALER MEMBER FEE MODEL
CFFIM: REVISITING EMD DISTRIBUTION RULES: INVESTOR NEEDS AND CAPITAL FORMATION
CANADIAN SECURITIES REGULATORS WARN REGISTRANTS ABOUT NEW IMPERSONATION SCAM
Thank you for the feedback!!
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO