Plans for an experiment to explore the impact of regulating trading venues’ fee structures are sparking joy with many market play...
CN Editor
March 08, 2019
JOINT CANADIAN SECURITIES ADMINISTRATORS AND CANADIAN INVESTMENT REGULATORY ORGANIZATION STAFF NOTICE 91-307 GUIDANCE RELATED TO EVENT CONTRACTS: COMPLIANCE WITH REGULATORY REQUIREMENTS
BCSC FEE INCREASE - FINANCIAL CASE NOT MADE
SIMA WELCOMES BCSC FEE REVIEW, CALLS FOR TRANSPARENCY, PREDICTABILITY, AND DISCIPLINE
CANADIAN SECURITIES ADMINISTRATORS RELEASE 2025-2026 YEAR IN REVIEW
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS