Plans for an experiment to explore the impact of regulating trading venues’ fee structures are sparking joy with many market play...
CN Editor
March 08, 2019
CSA PUBLISHES PROPOSED CHANGES TO ENHANCE ISSUER BID, TAKE-OVER BID, AND BENEFICIAL OWNERSHIP REPORTING REGIMES
U.S. FIRM SETTLES OVERCHARGING ALLEGATION
REGULATORS AND AUDIT LEADERS DISCUSS AUDIT QUALITY AND CONFIDENCE IN CANADA"S FINANCIAL REPORTING
OSC PROPOSES AMENDMENTS TO FEE RULES
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC