Plans for an experiment to explore the impact of regulating trading venues’ fee structures are sparking joy with many market play...
CN Editor
March 08, 2019
U.S. FIRM SETTLES OVERCHARGING ALLEGATION
REGULATORS AND AUDIT LEADERS DISCUSS AUDIT QUALITY AND CONFIDENCE IN CANADA"S FINANCIAL REPORTING
OSC PROPOSES AMENDMENTS TO FEE RULES
CSA ISSUES TEMPORARY EXEMPTIONS FROM COLLECTION OF CERTAIN PERSONAL REGISTRATION INFORMATION
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC