A lawyer who repeatedly recommended that a client invest with a Montreal-based firm that was later revealed to be running a Ponzi...
CN Editor
March 08, 2019
CFTC CHARGES SEVERAL PEOPLE AND COMPANIES IN A $280 MILLION PONZI SCHEME
FEDERAL COURT ORDERS TEXAS MAN AND SIX COMPANIES TO PAY OVER $9.5 MILLION IN FRAUDULENT SCHEME INVOLVING FUTURES, OPTIONS, AND FOREIGN CURRENCY
U.S. COURT OVERTURNS VERDICT AGAINST BMO
FEDERAL COURT ORDERS OREGON MAN TO PAY OVER $209 MILLION IN MONETARY SANCTIONS FOR COMMODITY POOL PONZI SCHEMES
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION