The FCA confirmed that the Financial Ombudsman Service will soon be able to require financial services firms to pay significantly...
CN Editor
March 11, 2019
FCA REVIEW FINDS CFD PROVIDERS MAY BE FAILING TO DELIVER FAIR VALUE TO CONSUMERS
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS AND FAILURE TO COOPERATE BY FORMER BMO INVESTMENTS REP FROM EDMONTON, AB
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP