IIROC has been informed that McLean & Partners Wealth Management Ltd. has changed its name to: CWB McLean & Partners Wealth Manag...
CN Editor
March 15, 2019
CIRO MEMBER CHANGE OF CONTROL - RF CAPITAL GROUP INC.
CIRO MEMBER CHANGE OF CONTROL - PINNACLE WEALTH BROKERS INC.
INVESTOR ALERT: TRADOCK LTD FALSELY CLAIMS IIROC REGISTRATION
CIRO MEMBER CHANGE OF CONTROL - NORTHEAST FINANCIAL CONSULTANTS, LLC
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP