The MFDA announced that it has issued a Notice of Settlement Hearing, dated March 1, 2019, regarding a proposed settlement agreem...
CN Editor
March 14, 2019
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES INC REP FROM BURLINGTON, ON
CIRO ALLEGES MISAPPROPRIATION BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
CFTC ALLOWS ENFORCEMENT DENIALS TOO
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CONVICTED MONEY LAUNDERER SENTENCED TO EXTRA PRISON TIME