The CSA published a second notice and request for comment on supplementary proposed changes to the regulation of syndicated mortg...
CN Editor
March 18, 2019
FCA - A NEW IMPROVED HANDBOOK WEBSITE
CSA ISSUES GUIDANCE ABOUT REGULATORY CONCERNS WITH CERTAIN ASSET OR BUSINESS ACQUISITIONS
ENHANCED COST REPORTING
CSA PUBLISHES 3-YEAR BUSINESS PLAN FOCUSED ON COMPETITION AND INVESTOR PROTECTION
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL