The CSA have been examining the requirements in National Instrument 21-101 Marketplace Operation (NI 21-101) and in National Inst...
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March 18, 2019
CSA AND CIRO EXPECT CRYPTO TRADING PLATFORMS TO PRIORITIZE APPLICATIONS FOR INVESTMENT DEALER REGISTRATION AND CIRO MEMBERSHIP
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
Minister of Finance approves Amendments to NI 81-102 Investment Funds to Accommodate a Range of Settlement Cycles
CANADIAN SECURITIES REGULATORS PROPOSE TARGETED CHANGES TO CERTAIN RULES AND POLICIES, INCLUDING THE DEFINITION OF “VENTURE ISSUER”
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER