In an effort to enhance competition in the retail investment market, regulators in the U.K. are proposing new rules designed to m...
CN Editor
March 15, 2019
INSURERS’ SUPERVISION OF MGAS FALLS SHORT, ONTARIO REGULATOR SAYS
MFDA PERFORMANCE REPORTING TARGETED REVIEW
FSRA PROPOSES FEES FOR TITLE REGULATION
SEC SETTLES WITH UBS OVER USE OF VOLATILITY-LINKED PRODUCT
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS