In an effort to enhance competition in the retail investment market, regulators in the U.K. are proposing new rules designed to m...
CN Editor
March 15, 2019
OSFI TAKES TOUGHER STANCE ON FINES, AI RISK
EXEC, ADVISOR ACCUSED OF PUMP-AND-DUMP
QUANT DEVELOPER ALLEGEDLY DUPED FIRM
24/7 TRADING? NOT SO FAST
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AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY
NATIONAL RISK ASSESSMENT