The IIAC commented on the proposed amendments respecting provision of price improvement by a dark order. The IIAC"s members gene...
CN Editor
March 19, 2019
IIAC WELCOMES INDUSTRY EXPERTS AS ADVISORS
IIAC SUMMARY ON CRM3/TOTAL COST REPORTING FOR INVESTMENT FUNDS
IIAC IN-PERSON EVENT: SRO EXAMINATION SERIES 3: BUSINESS CONDUCT COMPLIANCE EXAM
INDUSTRY PUSHES BACK AGAINST POTENTIAL CURBS ON SHORT-SELLING
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS