The OBSI"s Board announced the appointment of a new chair of its independent Consumer and Investor Advisory Council (CIAC). Wand...
CN Editor
March 28, 2019
FCA AND PSR BOARDS APPOINT NEW MEMBERS TO DECISION-MAKING COMMITTEES
COMMISSIONER PHAM ANNOUNCES PROPOSED WORK PROGRAM FOR CFTC GLOBAL MARKETS ADVISORY COMMITTEE AND SEEKS INPUT BY MAY 30
FCAC SEEKS SINGLE BODY FOR BANK COMPLAINTS
NEW SRO PROFICIENCY COMMITTEE - CALL FOR APPLICATIONS
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS