IIROC announced that Virtu Financial Canada, ULC is admitted to its membership, effective March 28, 2019. The head office is loc...
CN Editor
March 29, 2019
CIRO MEMBER CHANGE OF CONTROL: CORMARK SECURITIES INC.
INVESTOR ALERT: LOONIEFX FALSELY CLAIMS IIROC REGISTRATION
CIRO MEMBER CHANGE OF CONTROL - STANHOPE CAPITAL GROUP SA
CIRO MEMBER RESIGNATION - PLANNING CIRCLE FINANCIAL GROUP INC.
Thank you for the feedback!!
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING