CNSX Markets Inc. (CSE) is publishing for comments proposed amendments to Exhibit E (Operations of the Marketplace) to Form 21-10...
CN Editor
March 29, 2019
USE OF IDENTIFIERS AND NOTIFICATION REQUIREMENTS RESPECTING CERTAIN ORDER EXECUTION ONLY AND DIRECT ELECTRONIC ACCESS CLIENTS AND ADVISERS
GATEKEEPER REQUIRMENTS FOR DIRECT ELECTRONIC ACCESS AND ROUTING ARRANGEMENTS
GUIDANCE RESPECTING ORDER EXECUTION ONLY ACCOUNTS AS A FORM OF THIRD-PARTY ELECTRONIC ACCESS TO MARKETPLACES
GUIDANCE ON CERTAIN MANIPULATIVE AND DECEPTIVE TRADING PRACTICES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS