At the IIROC Annual Conference, Kendra Thompson, who leads Accenture’s Wealth Management Practice provided a preview of a study o...
CN Editor
April 02, 2019
NEW SRO WEBCAST: PANEL AUDITORS ANNUAL CONFERENCE
COURT UPHOLDS OSC DECISION DENYING REP"S APPEAL
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
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OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS