An IIROC Hearing Panel accepted a Settlement Agreement with Fernando Pace, an Investment Advisor with Mackie Research Capital Co...
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April 09, 2019
CIRO SANCTIONS QUADRUS INVESTMENT SERVICES REP FROM REGINA, SK
CIRO SANCTIONS FORMER SCOTIA CAPITAL REP FROM TORONTO, ON
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CIRO COMPLIANCE REPORT FOR 2025: HELPING DEALERS WITH COMPLIANCE
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