IIROC Announces Approval of Rule Amendments Respecting Client Identifiers

On April 15, 2019, the applicable securities regulatory authorities approved amendments (Amendments) to the Universal Market Inte...

You need to be a subscriber to view this article.

Sign In / Sign Up

IIROC Rules Trading

CN Editor

April 19, 2019

Click here to view source article

Related Articles

CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS TO ENHANCE PROTECTION OF OLDER AND VULNERABLE CLIENTS

July 16, 2021

IIROC SANCTIONS FORMER CALGARY INVESTMENT ADVISOR

July 09, 2021

IIROC RELEASES 2020 ENFORCEMENT REPORT

July 07, 2021

CANADIAN SECURITIES REGULATORS PUBLISH IIROC OVERSIGHT REVIEW REPORT

June 28, 2021

SUBSCRIBE

Feedback

PMAC SPRING REGULATORY & COMPLIANCE WEBCAST

March 23, 2021

CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT

November 19, 2020

IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED

May 01, 2019

BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS

March 16, 2021