The primary purpose of the Proposed Amendments is to reduce the regulatory burden associated with the reporting requirements for ...
CN Editor
April 19, 2019
CSA ENCOURAGES OPEN DIALOGUE AMID TREND TOWARD HYBRID AND SELF-DIRECTED INVESTING
SECURITIES TRADING ON MARKETPLACES IN U.S. AND CANADIAN CURRENCIES
SIMA RESPONDS TO CSA CONSULTATION ON ETF REGULATION
PMAC CALLS ON CSA TO REVIEW PRIVACY AND DATA PROTECTION POLICIES
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP