The primary purpose of the Proposed Amendments is to reduce the regulatory burden associated with the reporting requirements for ...
CN Editor
April 19, 2019
CSA SEEKS COMMENT ON MODERNIZING THE REGULATION OF PUBLIC COMPANIES
ONTARIO COMMITTED TO JOINING CSA PASSPORT SYSTEM: CHAMPAGNE
RBC SETTLES TRAILER FEE CLASS ACTION
CSA PUBLISHES UPDATED CYBERSECURITY FINDINGS AND GUIDANCE FOR REGISTERED FIRMS
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS