The FCA is seeking input to its proposed approach to reviewing the Retail Distribution Review (RDR) and the Financial Advice Mark...
CN Editor
May 02, 2019
INDIVIDUAL CHARGED WITH INVESTMENT FRAUD OVER UNAUTHORISED MULTIMILLION POUND "KUBE TRADING" SCHEME
FCA CONFIRMS ANTI-GREENWASHING GUIDANCE AND PROPOSES EXTENDING SUSTAINABILITY FRAMEWORK
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS