• Home
  • News
  • Calendar
  • Events
  • FAQs
    • bookmarks Reading List
    • settings My Profile
    • settings Admin Settings
    • verified_user Admin Panel
    • exit_to_app Logout

MFDA SANCTIONS FORMER SALESPERSON WITH WORLDSOURCE FINANCIAL MANAGEMENT IN RICHMOND, BC

edit delete

An MFDA Hearing Panel approved a settlement agreement with Hussein Shivji ("Shivji"), a former mutual fund salesperson with World...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
MFDAMisrepresentationPre-Signed Account Forms

CN Editor

May 03, 2019

Click here to view source article
favorite_border

facebook turned_in_not

Related Articles

DECISION THAT PUT CERTAIN INVESTORS AT HEAD OF LINE IN BRIDGING RECEIVERSHIP FACES APPEAL

May 15, 2023

FINRA TO FIRM: GET OUT!

May 15, 2023

BCSC IMPOSES TEMPORARY ORDER ON FOR THE PEOPLE FX INC. AND THREE INDIVIDUALS

May 15, 2023

SHANE COURTNEY WARD PERMANENTLY BANNED FROM ALBERTA’S CAPITAL MARKET

May 11, 2023
SUBSCRIBE

Feedback

Thank you for the feedback!!

NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION

April 11, 2023

NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT

April 06, 2023

OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES

April 19, 2023

NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS

April 28, 2023

Home · About · Privacy Policy · Terms & Conditions · FAQs · Contact Us

Comarm Solutions Inc. ©

67 Yonge St Suite 601
Toronto ON M5E 1J8

+1 416 304 9482

support@compliancenews.ca



Compliance News is a website dedicated to keeping securities compliance professionals up-to-date and well informed.