The Alberta and Ontario District Council of IIROC have approved the change of control of Solium Financial Inc.), whereby Morgan S...
CN Editor
May 06, 2019
CIRO MEMBER AMALGAMATION: IG WEALTH MANAGEMENT INC.
CIRO MEMBER NAME CHANGE: WORLDSOURCE SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL: OANDA (CANADA) CORPORATION ULC
INVESTOR ALERT: INVESTMENT RECOVERY SCAM BY IIROC IMPERSONATOR
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL