IIROC has been informed that Global Maxfin Capital Inc. intends to resign its membership. The resignation process has been initi...
CN Editor
May 08, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
OSC ANNOUNCES CIRO"S EXPANDED REGISTRATION FUNCTIONS TAKE EFFECT
CANADIAN SECURITIES REGULATORS AND CIRO ANNOUNCE EFFECTIVE DATE FOR DELEGATION OF REGISTRATION AUTHORITY
Thank you for the feedback!!
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION