Ontario mutual fund dealer Lincluden Mutual Fund Dealer Inc. has resigned its membership with the MFDA effective May 1, 2019.
CN Editor
May 08, 2019
CIRO MEMBER CHANGE OF CONTROL: CORMARK SECURITIES INC.
CIRO MEMBER CHANGE OF CONTROL - STANHOPE CAPITAL GROUP SA
CIRO MEMBER RESIGNATION - PLANNING CIRCLE FINANCIAL GROUP INC.
CIRO MEMBER CHANGE OF CONTROL - STONEHAGE FLEMING FAMILY & PARTNERS LIMITED
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING