Ontario mutual fund dealer Lincluden Mutual Fund Dealer Inc. has resigned its membership with the MFDA effective May 1, 2019.
CN Editor
May 08, 2019
CIRO MEMBER CHANGE OF CONTROL: STEADYHAND INVESTMENT FUNDS INC.
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
OSC ANNOUNCES CIRO"S EXPANDED REGISTRATION FUNCTIONS TAKE EFFECT
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL