Ontario mutual fund dealer Lincluden Mutual Fund Dealer Inc. has resigned its membership with the MFDA effective May 1, 2019.
CN Editor
May 08, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
OSC ANNOUNCES CIRO"S EXPANDED REGISTRATION FUNCTIONS TAKE EFFECT
CANADIAN SECURITIES REGULATORS AND CIRO ANNOUNCE EFFECTIVE DATE FOR DELEGATION OF REGISTRATION AUTHORITY
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CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION