Ontario mutual fund dealer Lincluden Mutual Fund Dealer Inc. has resigned its membership with the MFDA effective May 1, 2019.
CN Editor
May 08, 2019
CIRO TAKES OVER REGISTRATION FOR FIRMS, MUTUAL FUND REPS IN ONTARIO
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
CIRO MEMBER CHANGE OF CONTROL: OPTIMIZE WEALTH PARTNERS INC.
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CIRO COMPLIANCE REPORT FOR 2025: HELPING DEALERS WITH COMPLIANCE
COMPANION POLICY 93-101 - DERIVATIVES: BUSINESS CONDUCT
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IFIC MAKES SUBMISSION ON PHASE 4 OF CIRO"S RULE CONSOLIDATION PROJECT