The CDCC proposes to (i) shorten the time frames for the monthly options expiry provided for in Section 2-7 of its Operations Man...
CN Editor
May 08, 2019
CANADIAN SECURITIES ADMINISTRATORS ISSUE GUIDANCE AND CONSULT ON USE OF AI SYSTEMS IN CAPITAL MARKETS
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
OSC SEEKS COMMENTS ON PRIORITIES FOR 2025-2026
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION