The CSA published for comment proposed amendments to CSA NI 44-102 Shelf Distributions , which would replace exemptive relief tha...
CN Editor
May 10, 2019
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS PROHIBITING CHARGEBACKS IN INVESTMENT FUND DISTRIBUTION
CSA ENCOURAGES INFORMED INVESTING AND FRAUD PREVENTION DURING INVESTOR EDUCATION MONTH
CSA SEEKS COMMENT ON PROPOSED INFORMATION TECHNOLOGY SYSTEM INTEGRITY RULE
CSA SEEKS COMMENT ON PROPOSED AMENDMENTS TO INVESTMENT FUND REPURCHASE TRANSACTIONS REQUIREMENTS
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ADVISOR SANCTIONED FOR TAKING CLIENT INFO