The CDCC announced the amendments to its List of Fees effective June 1st, 2019. The purpose of the amendments to the current List...
CN Editor
May 17, 2019
BC NOTICE 2026/06 - CONSULTATION ON PROPOSED FEE CHANGES
U.S. FIRM SETTLES OVERCHARGING ALLEGATION
OSC PROPOSES AMENDMENTS TO FEE RULES
ASC ANNOUNCES TEMPORARY FEE COORDINATION APPROACH WITH CIRO TO KEEP REGISTRATION COSTS NEUTRAL
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS