The CDCC announced the amendments to its List of Fees effective June 1st, 2019. The purpose of the amendments to the current List...
CN Editor
May 17, 2019
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
FINRA POISED TO HIKE BROKER"S FEE
0BSI 2025 FEES FOR PARTICIPATING FIRMS
NASAA ANNOUNCES 2025 FEE SCHEDULE FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL