The CDCC announced the amendments to its List of Fees effective June 1st, 2019. The purpose of the amendments to the current List...
May 17, 2019
FSRA REVISES PROPOSED FEE RULE
SEC CHARGES MERRILL LYNCH FOR FAILING TO DISCLOSE FOREIGN EXCHANGE FEES TO CLIENTS
AMENDMENTS TO THE LIST OF FEES OF BOURSE DE MONTRÉAL INC. (EFFECTIVE APRIL 1ST, 2023)
MX TO RAISE REGULATORY FEES
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NEW SRO ALLEGES FORMER SCOTIA CAPITAL INC. REP CONDUCTED OFF-BOOK INVESTMENTS WITHOUT AUTHORIZATION
NEW SRO ALLEGES FORMER CIBC SECURITIES INC. REP MISAPPROPRIATED FUNDS AND ENGAGED IN PERSONAL FINANCIAL DEALINGS WITH A CLIENT
OSC PUBLISHES ITS 2023-2024 STATEMENT OF PRIORITIES
NEW SRO SANCTIONS FORMER SCOTIA CAPITAL INC. REP FROM HALIFAX, NS