INTL FCStone Financial (Canada) Inc. was admitted to IIROC membership, effective May 17, 2019.
CN Editor
May 21, 2019
CIRO MEMBER CHANGE OF CONTROL: K.J. HARRISON & PARTNERS INC.
CIRO MEMBER AMALGAMATION: ROTHENBERG WEALTH MANAGEMENT INC. AND HARBOURFRONT WEALTH MANAGEMENT INC.
CIRO MEMBER CHANGE OF CONTROL: CWB WEALTH PARTNERS LTD. AND CANADIAN WESTERN FINANCIAL LTD.
CIRO MEMBER CHANGE OF CONTROL: PWL CAPITAL INC.
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CIRO SANCTIONS CANACCORD GENUITY CORP. FOR FAILING TO MEET GATEKEEPER OBLIGATIONS
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FINRA PROPOSES GIFT LIMIT INCREASE