The SEC has obtained a court order halting an ongoing $30 million Ponzi scheme targeting more than 300 investors in the U.S. and...
CN Editor
May 22, 2019
SEC SETTLES WITH UBS OVER USE OF VOLATILITY-LINKED PRODUCT
REGULATORS PLEAD FOR MORE CLARITY ON CRYPTO RULES
CRYPTO FRAUDSMAN GETS U.S. JAIL TIME
OSC CHARGES GRANT SANDERS WITH SECURITIES ACT OFFENCES
Thank you for the feedback!!
PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS