The BCSC has won a victory in a Nevada courtto enforce a $21.7-million order against fraudster Michael Lathigee – the first time ...
CN Editor
May 23, 2019
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
INVESTOR ALERT: FRAUDSTERS IMPERSONATING LIQUIDNET CANADA EMPLOYEES
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS AND FAILURE TO COOPERATE BY FORMER BMO INVESTMENTS REP FROM EDMONTON, AB
B.C. MAN AND HIS COMPANY AGREE TO PAY $4 MILLION TO BCSC FOR FRAUD, MISREPRESENTATION AND ILLEGAL DISTRIBUTION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP