The Rules and Policies Committee of the Bourse de Montreal approved amendments to article 12.212 of the Rules of the Bourse in or...
CN Editor
May 23, 2019
CANADIAN SECURITIES ADMINISTRATORS ISSUE GUIDANCE AND CONSULT ON USE OF AI SYSTEMS IN CAPITAL MARKETS
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
OSC SEEKS COMMENTS ON PRIORITIES FOR 2025-2026
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ONTARIO FIRM PAYS $60,000 FOR COMPLIANCE DEFICIENCIES
CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
ELEVATE FINANCIAL CORP. AND ITS PRINCIPALS CONSENT TO ASC REGISTRATION SUSPENSION