On March 28th, 2019 the CSE published Notice 2019-002 -- Amendments to Trading System Functionality & Features -- Request for Com...
CN Editor
May 24, 2019
OSC PUBLISHES DRAFT ACTION PLAN FOR TRUTH AND RECONCILIATION
OSC INVESTOR ALERT: JC TEAM CAPITAL INC. AND PARTHKUMAR JANI
FIRM APPEALS OSC RECEIVERSHIP
CSA ISSUES GUIDANCE ABOUT REGULATORY CONCERNS WITH CERTAIN ASSET OR BUSINESS ACQUISITIONS
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL