• Home
  • News
  • Calendar
  • Events
  • FAQs
    • bookmarks Reading List
    • settings My Profile
    • settings Admin Settings
    • verified_user Admin Panel
    • exit_to_app Logout

FCA BANS FORMER MARTINS BROKER (UK)

edit delete

The FCA has prohibited former Martins Brokers (UK) Ltd (‘Martins’) broker Terry Farr from performing any function in relation to ...


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
FCAEnforcementWash Trades

CN Editor

May 30, 2019

Click here to view source article
favorite_border

facebook turned_in_not

Related Articles

FCA TO MODERNIZE RULES TO UNLOCK INVESTMENT

July 11, 2025

FCA CLOSES 1,600 WEBSITES AS IT FIGHTS FINANCIAL CRIME

July 11, 2025

CFTC ISSUES ADVISORY ON REFERRALS FOR POTENTIAL CRMINAL ENFORCEMENT

July 10, 2025

FCA FINES MONZO £21M FOR FAILINGS IN FINANCIAL CRIME CONTROLS

July 09, 2025
SUBSCRIBE

Feedback

Thank you for the feedback!!

SEC FINES CANADIAN FIRM OVER REGISTRATION

June 03, 2025

FINRA PROPOSES GIFT LIMIT INCREASE

June 03, 2025

FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES

June 24, 2025

OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL

June 24, 2025

Home · About · Privacy Policy · Terms & Conditions · FAQs · Contact Us

Comarm Solutions Inc. ©

67 Yonge St Suite 601
Toronto ON M5E 1J8

+1 416 304 9482

support@compliancenews.ca



Compliance News is a website dedicated to keeping securities compliance professionals up-to-date and well informed.