The FCA has prohibited former Martins Brokers (UK) Ltd (‘Martins’) broker Terry Farr from performing any function in relation to ...
CN Editor
May 30, 2019
FCA SPEARHEADS GLOBAL ACTION TO STOP ILLEGAL FINFLUENCERS
FIRM AVOIDS HEFTY FCA FINE WITH LARGE CLIENT PAYOUT
FCA PUBLISHES FINDINGS FROM FINANCIAL ADVISER MARKET SURVEY
FCA LEADS FIRST CRACKDOWN ON ILLEGAL CRYPTO TRADING
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS