The FCA has prohibited former Martins Brokers (UK) Ltd (‘Martins’) broker Terry Farr from performing any function in relation to ...
CN Editor
May 30, 2019
FCA PROPOSES CONSOLIDATED TAPE TO BOOST COMPETITIVENESS OF UK EQUITY MARKETS
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES INC REP FROM ST. JOHN"S, NFLD
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
FCA REVIEW FINDS CFD PROVIDERS MAY BE FAILING TO DELIVER FAIR VALUE TO CONSUMERS
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OSC SEEKS TO ENFORCE D&O SANCTIONS
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AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP