The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) ...
CN Editor
June 06, 2019
IOSCO PUBLISHES CONSULTATION REPORT ON VALUING COLLECTIVE INVESTMENT SCHEMES
IOSCO PUBLISHES FINAL REPORT ON NEO-BROKERS
IOSCO PUBLISHES FINAL REPORT ON FINANCIAL ASSET TOKENIZATION
IOSCO PUBLISHES FINAL REPORT ON THE SINGLE-NAME CREDIT DEFAULT SWAPS MARKET
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP