UK and Dutch financial regulators agreed to work more closely together to protect and enhance the integrity and stability of both...
CN Editor
June 06, 2019
FCA TRANSACTION REPORTING PROPOSALS TO SAVE FIRMS £100M A YEAR
FCA PROPOSES CONSOLIDATED TAPE TO BOOST COMPETITIVENESS OF UK EQUITY MARKETS
FCA REVIEW FINDS CFD PROVIDERS MAY BE FAILING TO DELIVER FAIR VALUE TO CONSUMERS
FCA PARTNERS WITH SINGAPORE TO DRIVE GROWTH AND AI INNOVATION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP