Baroness Zahida Manzoor CBE has been appointed Chair of the Financial Ombudsman Service. The appointment was made by the FCA Boar...
CN Editor
June 06, 2019
STREAMLINED RULEBOOK TO SAVE ASSET MANAGERS £128M A YEAR
FCA CRACKS DOWN ON ILLEGAL PROMOTIONS AND MARKET ABUSE IN FIRST YEAR OF NEW STRATEGY
FCA CHARGES INDIVIDUAL WITH INSIDER TRADING
FCA PUBLISHES LANDMARK REVIEW INTO IMPACT OF AI ON RETAIL FINANCIAL SERVICES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS