High-tech innovation in the insurance sector poses risks to consumers and creates novel challenges for regulators, according to a...
CN Editor
June 09, 2019
FAIR TREATMENT OF CLIENTS - AMF ENDORSES NATIONAL SEGREGATED FUNDS GUIDANCE AND WILL INCORPORATE IT INTO ITS FRAMEWORKS
EDWARD JONES CANADA TO BUY FIDUCIARY TRUST COMPANY OF CANADA
COURT ORDERS AMF TRIBUNAL TO CONSIDER SETTLEMENT
SEC TO TAKE A PASS ON PROXY SEASON
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP