The BCSC has imposed a $350,000 administrative penalty on William Wade Furman who deceived investors about his status as a regist...
CN Editor
June 12, 2019
FCA SPEARHEADS GLOBAL ACTION TO STOP ILLEGAL FINFLUENCERS
FIRM AVOIDS HEFTY FCA FINE WITH LARGE CLIENT PAYOUT
COURT REJECTS EX-REP"S APPEAL OF FRAUD CONVICTION
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS