The Financial Conduct Authority (FCA) and the China Securities Regulatory Commission (CSRC) have made a joint announcement of th...
CN Editor
June 18, 2019
FCA OPENS THE GATEWAY TO REGULATED CRYPTO
U.K. COURT ORDERS CRYPTO CONFISCATION
TWENTY-FOUR CFD FIRMS CLOSING IN CRACKDOWN ON MISUSE OF UK AUTHORISATION
FCA AND PARTNERS CONTINUES CRACKDOWN ON ILLEGAL CRYPTO TRADING
Thank you for the feedback!!
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
ADVISOR SANCTIONED FOR TAKING CLIENT INFO
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS