The SEC has requested public comment on ways to simplify, harmonize, and improve the exempt offering framework to expand investme...
CN Editor
June 19, 2019
FAKE ADVISORY FIRMS IN "RAMP-AND-DUMP" SCAM: SEC
SEC ISSUES EXEMPTIVE ORDER REGARDING COMPLIANCE WITH CERTAIN RULES UNDER REGULATION NMS
MODERNIZING SEC RULES TO REFLECT TODAY"S COMMUNICATIONS PRACTICES
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
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