Sun Life Financial Inc. has established SLC Management, a new asset management company that combines Sun Life’s affiliated fixed-...
CN Editor
June 18, 2019
LEVERAGE COMPLIANCE TECH TO GROW YOUR BUSINESS
EX-BROKER PLEADS GUILTY IN CRYPTO FRAUD CASE
FSRA PUBLISHES FINAL FEE RULE FOR ITS SECTORS
ECONOMIC UNCERTAINTY SPELLS FINANCIAL FRAGILITY: REPORT
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INVESTOR COMPLAINS THAT UNSUITABLE MUTUAL FUND INVESTMENTS LED TO FINANCIAL LOSS
BCSC SETTLES WITH PORTFOLIO MANAGER FOR SALES PRACTICE AND COMPLIANCE SYSTEM VIOLATIONS
CIRO UPDATED GUIDANCE - ANTI-MONEY LAUNDERING COMPLIANCE FOR INVESTMENT DEALERS
PMAC SUMMARY ON THE OSC"S ANNUAL COMPLIANCE AND REGISTRANT REGULATION (CRR) BRANCH SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS